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NMLS mechanics for DFAL teams

MU1 anchors the entity narrative while MU2 packets chase control persons across fingerprints, credit letters, and financial disclosures — sequencing prevents reviewer stalls.

Naming discipline

Mirror filenames between vault uploads and NMLS slots — reviewers cross-reference faster when MU bundles align to MU2_LastName_Component.pdf patterns instead of vague uploads.

Personnel bundles

CompliFi spawns MU2-aligned workflow rows whenever personnel records enter the system — staggering due dates for fingerprints, Form 2 packets, and foreign jurisdiction supplements prevents Day-0 pileups.

Official portal

Manage registrations directly inside NMLS once counsel clears statutory readiness — CompliFi mirrors tasks until connectors ship.