Help center

Frequently asked questions

Short answers for operators, investors doing diligence, and anyone landing from search. This page includes structured data (FAQPage) so Google and other systems can surface eligible snippets—still confirm regulatory details with counsel and official DFPI resources.

About CompliFi

What is CompliFi?

CompliFi is compliance operations software built around California DFAL-style workflows: a line-item application tracker tied to statutory themes, a document vault for evidence and naming discipline, personnel and MU2-style task bundles, and deep modules for topics such as AML, cybersecurity, stablecoin, kiosk, and electronic precious metals when those activities apply. Marketing and education pages on this site are public; the full workspace is intended for licensed teams and pilot users.

Who is CompliFi for?

Teams preparing for or operating under California DFPI oversight for virtual asset business activity—compliance, legal, operations, and executive stakeholders who need a shared, traceable picture of readiness, filings rhythm, and audit-friendly evidence—not a substitute for outside counsel or regulator determinations.

How is CompliFi different from spreadsheets and shared drives?

CompliFi is designed to tie tasks to owners and vault artifacts, surface due dates and program health in one place, and reduce scattered evidence before exams or MU updates. Spreadsheets help plan; CompliFi aims to keep the narrative coherent as activities and personnel change.

DFAL and California oversight

What is the California DFAL?

The Digital Financial Assets Law (DFAL) is California’s framework for regulating certain digital financial asset business activity. It interacts with long-standing expectations for anti-money-laundering programs, consumer protection, information security, capital and bonding, and specialty topics like stablecoin and kiosk programs where they apply. Exact obligations depend on your activities, charter, and facts—always confirm with counsel.

What does DFPI do for crypto and VA businesses?

The California Department of Financial Protection and Innovation (DFPI) supervises many licensees and applicants in this space, publishes guidance, and interacts with firms through licensing and examination processes. Official hubs and contact paths should be taken from DFPI directly (for example the DFPI Crypto Business Hub).

What does NMLS have to do with DFAL licensing?

Many firms use the Nationwide Multistate Licensing System (NMLS) to structure company applications (often described as MU1-style) and individual control-person filings (often described as MU2-style). CompliFi mirrors those bundles as workflows so teams can align vault filenames, due dates, and narratives with what reviewers expect to see in the system of record.

Does every company need a DFAL license?

Not necessarily. Some firms evaluate exemption or carve-out postures based on activities, revenue, and structure. That analysis is fact-specific. CompliFi onboarding can reflect whether you are pursuing a license or evaluating exemptions so the UI stays focused on the right checklist noise level—your counsel makes the final call.

What are “deep modules” on CompliFi?

Deep modules are topic-focused areas inside the workspace—such as AML, cybersecurity with NIST CSF-style self-assessment scaffolding, stablecoin reserves, kiosk UAAR rhythm, consumer complaints, and electronic precious metals—that align evidence and tasks to recurring DFAL themes when you select the relevant activities.

Using this website

What is the public DFAL checklist?

The checklist at /checklist/dfal is a free, browser-based worksheet you can click through and export as an HTML readiness report. Progress is stored locally in your browser unless you use a signed-in workspace—it does not require an account.

What is the waitlist?

The waitlist collects work emails for early access when CompliFi opens additional cohorts. Pilot and internal testers can still use team sign-in routes when your organization has been invited.

Where should I start reading on this site?

Start with the Learn hub and DFAL primer, browse framework guides for topic lenses, read field notes on the blog, and use this FAQ for quick answers. Pair everything with your counsel memo and DFPI resources.

How do I contact CompliFi?

Use the Contact page for structured messages and the waitlist for access requests. Response routing depends on how your deployment is configured; production support paths are published as they go live.

Still deciding?

Walk the interactive DFAL readiness checklist or explore the Learn hub. For access, join the waitlist.

Educational FAQ only—not legal advice. Confirm obligations with counsel and DFPI publications.