·7 min read
AML program readiness signals DFPI reviewers hunt for
Independent testing schedules, sanctions tuning logs, and Travel Rule choreography belong in one artifact chain.
AML/BSA alignment under DFAL inherits FinCEN expectations while forcing California-specific disclosures.
Evidence packs win when reviewers can trace an alert → escalation → SAR narrative without Slack archaeology.
Concrete artifacts
Annual independent testing calendar with remediation owners.
Sanctions screening tuning workbook referencing VA pairs you actually trade.
Travel Rule vendor attestations showing counterpart jurisdictions handled deliberately.
Want this tracked inside CompliFi?
Import statutory rows, MU bundles, and deep modules mirror these narratives automatically once onboarding captures your activities.